Barry Reisberg, Alistair Burns, Henry Brodaty, Robin
Eastwood, Martin Rossor, Norman Sartorius, and Bengt Winblad
Report of an IPA Special Meeting Work Group* Under the Cosponsorship of
Alzheimer’s Disease International, the European Federation of Neurological
Societies, the World Health Organization, and the World Psychiatric
Association
Alzheimers disease (AD) is an illness that at this time is estimated to afflict
15 million people around the world (Khachaturian, 1997). This illness has recognized
clinical and pathologic manifestations. Although the etiology is unknown, there are known
risk factors such as age, Downs syndrome, and genetic predisposition. The
manifestations of the illness evolve continuously as the disease progresses. These include
prominently neuropsychological features, neuropsychiatric manifestations, and disturbances
in daily living. Traditionally, the neuropathology of the disease has been described as
senile plaques and neurofibrillary tangles that are present in the brain and visible upon
pathologic examination. The senile plaques are now known to contain the ß-amyloid protein
as the major pathologic constituent and are presently more commonly referred to as amyloid
plaques. The neurofibrillary changes have also been prominently linked to a particular
pathogenetically relevant proteinaceous constituent known as the tau protein.
There have been a number of consensus statements regarding the clinical and
pathological diagnosis of AD over the last 15 years (American Psychiatric Association,
1980, 1987, 1994; Khachaturian, 1985; McKhann et al., 1984; Mirra et al., 1991; World
Health Organization, 1992). A meeting was held in Geneva in November 1996, which brought
together 59 scientists and clinicians from around the world.1< Current progress, issues, and controversies with respect to the diagnosis of AD
were addressed.
There was agreement that AD is a clinicopathologic syndrome. Traditionally, the
diagnosis of AD has been said to be a process of exclusion. In this way, AD differed from
most other medical diagnoses in that doctors were to arrive at this diagnosis only after
an exhaustive work-up. However, research during recent decades has indicated that AD has
clear clinical manifestations at all points in the manifest progression of the disease.
Additionally, AD has physical manifestations that may be evident using neuroimaging and
other methods and AD has evident brain changes upon postmortem examination. These features
permit clinicians to diagnose this commonly occurring condition.
Diagnostic progress in the areas of differential diagnosis, mental status, functional
and global evaluation, neuroimaging, electrophysiology, neuropathology, and peripheral
markers was reviewed. A summary of this review follows.
Differential Diagnosis
Differential diagnosis rests upon a knowledge of the salient characteristics of AD and
a recognition of conditions that can mimic the presentation of this disease and/or add to
morbidity in patients with AD. A complete list of conditions that can produce dementia
apart from AD encompasses metabolic disorders, endocrine disorders, nutritional disorders,
toxic conditions, infectious processes, neoplastic disorders, normal-pressure
hydrocephalus, cerebrovascular events, genetic disorders, and other conditions of known
and unknown etiology (e.g., prion diseases, Picks disease, frontal lobe dementias,
Lewy body dementia, and parkinsonian dementia).
Prior to arriving at a diagnosis of AD, clinicians will wish to conduct a diagnostic
work-up that indicates the possibility that these other conditions may either be causative
of, or contributory to, observed symptomatology. This will consist of a full history
(preferably with a knowledgeable informant). The history should include the nature of the
patients symptoms, particularly with regard to mode and time of onset, progression,
and associated interference with work and social activities. Queries should also include a
complete review of patients medical and surgical history, psychiatric history,
family history, and concomitant medications. A physical examination can identify major
medical conditions that may be of relevance, e.g., stroke, cancer, nutritional disorder,
and thyroid disorder.
Laboratory procedures that are useful in the diagnostic work-up and that are widely
accessible include blood studies, e.g., serum urea and electrolytes, glucose, liver
function tests, complete blood count, thyroid function tests, serum vitamin B12<, and serum folic acid. In many settings, physicians will
want to obtain syphilis serology. Also, in some settings, blood tests might include a
serum Lyme disease titer, HIV testing, or other special procedures.<
One prominent cause of dementia that should be considered, and that also commonly
occurs in association with AD, is cerebrovascular disease. In recognizing the role of this
condition and other central nervous system disorders that can coexist with AD, a
neurologic examination and neuroimaging are useful. Important conditions to be considered
in the differential diagnosis of dementia are depression and delirium (confusional state).
Delirium can be produced by many medical conditions, such as electrolyte disturbance,
metabolic disorders, and postoperative states. Both delirium and depression are
predisposed to by the coexistence of AD and both can present as harbingers of subsequently
manifest AD.
In diagnosing AD, physicians need to be aware of salient features of normal brain aging
and the boundaries between normal brain aging and AD. Subjective complaints of cognitive
and functional impairment, e.g., complaints of not recalling names as well as formerly,
complaints of declining concentration, and complaints of not recalling where one has
placed things as well as formerly, are very common in normal aging people. These
complaints are frequently troubling to many aged people, particularly because they view
these complaints as harbingers of AD or other serious medical illnesses. Subjective
complaints of memory loss may be more an indication of depression in an older person.
These subjective complaints are common reasons for which many elderly people take both
over-the-counter and prescription medications. Studies have indicated the generally benign
nature of these subjective complaints, over intervals of many years, in otherwise healthy
elderly people.
The earliest manifest clinical symptoms of AD are very subtle and blend with symptoms
produced by various conditions that can create subtle deficits that may not be
identifiable from the medical work-up. This incipient and uncertain stage has been given a
number of different labels such as mild cognitive impairment, which is the most widely
used term at present for this disorder. Patients with these subtle symptoms may present
with objective clinical evidence of memory impairment or other cognitive problems, they
may present with functional difficulties such as difficulties at work, or with emotional
problems such as anxiety. Prognostic studies have indicated that many of these people
present with diagnosable AD upon subsequent follow-up over 3 or more years; however, not
all persons who present with mild cognitive impairment progress to subsequently manifest
dementia.
Mental Status, Neuropsychological, and Neuropsychiatric Assessment
Mental status and/or neuropsychological assessment is presently used nearly universally
to establish the presence of dementia. Because these assessments are sometimes misused
and/or misunderstood, it is important to emphasize that a low score on any (or all) of
these measures conveys no information on the etiology of a dementing disorder. In
conjunction with a premorbid history, however, including an educational, occupational,
social, cultural, and medical history, comprehensive mental status and/or neuropsychologic
assessments can establish the presence of dementia, i.e., a generalized decline in
intellectual and cognitive capacities from premorbid levels. Repeated assessments can
convey further information regarding the etiology of a dementing disorder. Over a period
of a few to several months, AD tends to be quite stable in the absence of physical or
other medical insults. In contrast, delirium, dementia associated with medical disorders,
the dementia syndrome of depression, and other dementias are frequently less stable. Also,
AD tends to deteriorate over time and these assessments can be useful in documenting this
deterioration, with the important caveat that stability over intervals of years is also
seen in AD (sometimes referred to as plateauing). Slight improvement in these assessments
over intervals of months or even years is also compatible with AD. The likelihood and
magnitude of improvements on reassessments seen in AD vary with the severity of AD,
practice effects, psychological variables in the test situation and in the disease,
inherent, measure-related variability (test/retest reliability), and other factors.
Mental status assessment has a long tradition in the evaluation of dementia (e.g.,
Jacobs et al., 1977; Kahn et al., 1960; Pfeiffer, 1975). The Mini-Mental Status
Examination (MMSE) is the most widely used mental status test and includes assessments of
orientation, memory, attention and calculation, language, ability to follow commands,
reading comprehension, ability to write a sentence, and ability to copy a drawing
(Folstein et al., 1975). Folstein has suggested a cutoff score of 23 or less for the
presence of dementia on this measure in persons with at least 8 years of education.
However, normal educated elderly persons commonly score 29 or 30 on this 30-point
screening measure. It should be noted that education, occupation, and cultural and
background factors can strongly influence MMSE scores (Frisoni et al., 1993; Murden et
al., 1991; Tangalos et al., 1996; Tombaugh & McIntyre, 1992; Uhlmann & Larson,
1991; Weiss et al., 1995). For example, mean scores of aged nonreaders in a U.S. public
assistance housing project were found in one study to be 1 point below Folsteins
proposed dementia cutoff score of 23 (Weiss et al., 1995) and, similarly, after age,
education, and other factors were controlled for, farmers were found to score an average
of more than 2 points lower on the MMSE than white-collar workers (Frisoni et al., 1993).
The MMSE permits considerable flexibility in administration, and the mode of
administration and the versions utilized have also been shown to strongly influence scores
(Ganguli et al., 1990; Molloy et al., 1991). Within the conventional dementia range, in
well-educated subjects, mean changes in MMSE scores of approximately 2 to 5 points per
year have been found in AD subjects. However, the correlation of MMSE change scores with
the temporal progress of AD has been found to be only approximately .3, indicating wide
variability even in selected populations (Becker et al., 1988; Burns et al., 1991a; Morris
et al., 1993; Mortimer et al., 1992; Reisberg et al., 1996; Salmon et al., 1990; Teri et
al., 1990; Yesavage et al., 1988).
Because of the wide variability in MMSE scores depending upon the mode of
administration, a standardized MMSE has been suggested (Molloy et al., 1991). However, in
any version, additional well-known limitations of the MMSE, apart from those already
noted, include (a) floor effects, which preclude the ability to track the latter portion
of AD entirely with this measure (rendering diagnostic assessment of course impossible in
patients with severe AD); (b) ceiling effects, which limit dementia detection in
well-educated populations; and (c) variable sensitivity over the optimal range of this
widely utilized screening measure. Neuropsychological measures can overcome some of these
assessment problems. For example, the Alzheimers Disease Assessment Scale (ADAS)
(Rosen et al., 1984) is widely used in many pharmacologic trials, partly because it is
believed to have improved sensitivity over a particular range of dementia. Similarly, the
Severe Impairment Battery (Saxton et al., 1990) and the Modified Ordinal Scales of
Psychological Development (M-OSPD) (Auer et al., 1994) assess dementia severity in ranges
where the MMSE scores are low or at bottom. Many neuropsychologic tests have been shown to
be useful in identifying dementia, possibly due to AD, at ranges in which mental status
scores are generally normal. Another neuropsychologic test battery that appears to be
quite useful for dementia diagnosis and quite sensitive to change with dementia evolution
is the SKT (Erzigkeit, 1989).
Emotional changes and neuropsychiatric manifestations have long been recognized as
characteristic and probably integral features in the clinical presentation of AD
(Alzheimer, 1907; American Psychiatric Association, 1980, 1987, 1994; Esquirol, 1838).
Various studies over recent years have characterized these emotional changes in some
detail (Burns et al., 1990a, 1990b, 1990c, 1990d, and 1990e; Cohen-Mansfield et al., 1992;
Cummings, 1985; Cummings et al., 1987; Drevets & Rubin, 1989; Lerner et al., 1994;
Levy et al., 1996; Oppenheim, 1994; Reisberg et al., 1987, 1989; Rockwell et al., 1994;
Rosen & Zubenko, 1991; Rubin et al., 1987; Rubin & Kinscherf, 1989; Teri et al.,
1988; Weiner et al., 1997; Wragg & Jeste, 1989), and instruments are presently
available that can assist the clinician in the identification of the characteristic
emotional and neuropsychiatric manifestations of AD. These include the Behavioral
Pathology in Alzheimers Disease scale (BEHAVE-AD), the Neuropsychiatric Inventory
(NPI), the Cohen-Mansfield Agitation Inventory (CMAI), the Consortium to Establish a
Registry for Alz-heimers Disease (CERAD) Behavior Rating Scale for Dementia, the
Columbia University Scale for Psychopathology in Alzheimers disease (CUSPAD), and
the Manchester and Oxford Universities Scale for the Psychopathological Assessment of
Dementia (MOUSEPAD) (Allen et al., 1996; Cohen-Mansfield et al., 1989; Cummings et al.,
1994; Devanand et al., 1992; Reisberg et al., 1987; Tariot et al., 1995).
Global and Functional Assessment
Global assessments can outline the characteristic cognitive, functional, and behavioral
course of AD. These outlines can be very useful in affording clinicians a rapid and
comprehensive overview of AD. Features that may be occurring out of sequence and/or
prematurely can be readily identified, encouraging clinicians to search for physiologic
and/or social etiologies for these features. Similarly, dementing disorders that present
differently from AD can readily be identified. Incipient stages of AD can be described
using global measures and these measures can also potentially extend descriptions of the
disease to the final stages of the disease process.
Two independently developed global staging procedures have come into wide usage, the
Global Deterioration Scale (GDS) and the Clinical Dementia Rating (CDR) (Hughes et al.,
1982; Reisberg et al., 1982). These procedures divide normal brain aging and progressive
AD into seven stages, in the case of the GDS, or five stages, in the case of the CDR.
Interestingly, these staging procedures have been shown to be at least as reliable in the
categorization of AD severity as the best mental status or psychometric measures (Burke et
al., 1988; Dura et al., 1990; Foster et al., 1988; Gottlieb et al., 1988; Hartmaier et
al., 1994; McCulla et al., 1989; Morris et al., 1997). More importantly, staging
procedures may be superior to mental status and neuropsychological assessments in the
long-term, longitudinal tracking of the course of AD. For example, in a five-year
prospective study of patients fulfilling criteria for probable AD (McKhann et al., 1984),
GDS change scores accounted for more than twice the temporal variance in AD course of the
MMSE (Reisberg et al., 1996). Another study has found that the CDR was more sensitive and
reliable than psychometric measures for tracking dementia progression relevant for
clinical trials (Berg et al., 1992).
There is also considerable evidence for the utility of global staging procedures in the
identification of generally benign, normal aged subjective forgetfulness, and boundary
states that may be associated with incipient AD (Berg et al., 1993; Flicker et al., 1991,
1993a, 1993b; Morris et al., 1991, 1996).
In the case of both the GDS and the CDR, semistructured procedures are available for
further guiding staging assignments. In the GDS staging system, these measures include the
Brief Cognitive Rating Scale, which consists of measures derived from, and designed to be
optimally concordant with, the GDS (Reisberg et al., 1993, 1994). In the case of the CDR,
a "sum of boxes" semistructured staging procedure has been developed (Berg et
al., 1988; Morris, 1993).
Functional assessments are useful in the identification of the existence of a dementing
condition. Additionally, certain functional measures of dementia may be very useful in
tracking the course of AD and even in the diagnosis, differential diagnosis, and
assessment of morbidity in AD. AD is recognized as proceeding from: (a) a loss of
executive functions, such as the ability to fully execute the responsibilities associated
with a professional job; to (b) a loss in ability to carry out complex activities of daily
life, such as the ability to market, to manage personal finances, and to prepare complex
meals; to (c) a loss in ability to perform basic activities of daily life, such as
dressing, bathing, and toileting; to (d) a loss in ability to perform basic bodily
functions such as speaking and walking.
A variety of assessments are available for documenting these functional deficits. These
include the Disability Assessment for Dementia (DAD), the Interview for Deterioration in
Daily Living Activities in Dementia (IDDD), the Cleveland Scale for Activities of Daily
Living, the Instrumental Activities of Daily Living (IADL) Scale, the Physical
Self-Maintenance Scale (PSMS), and the Functional Assessment Staging (FAST) procedure
(Gélinas et al., 1995; Lawton & Brody, 1969; Patterson et al., 1992; Sclan &
Reisberg, 1992; Teunisse et al., 1991).
In conjunction with a premorbid history, each of these procedures can be useful in
documenting the presence of functional deterioration, which may be due to dementia or an
incipient dementing disorder. However, just as a variety of conditions apart from dementia
can impact upon cognition and influence mental status and neuropsychological assessment,
many nondementing disorders can produce functional deterioration. For example, the
decreased ability to function in a job, to prepare meals, to dress, to bathe, and/or to
toilet can be produced by mental disorders, including depression or delirium; physical
disorders, including arthritis; neurologic disorders, including a stroke; endocrine
disorders, including hypothyroidism; nutritional disorders, including vitamin B12< deficiency; traumatic disorders, including head trauma
or a hip fracture; genetic disorders, including Huntingtons chorea; infectious
disorders, including parasitic, bacterial, or viral central nervous system disorders;
neoplastic disorders; toxins, including heavy metal poisoning; medications; or other
conditions. Furthermore, other dementias apart from AD also produce functional
disturbances. Consequently, although useful in confirming the presence of dementia,
functional deficits must be used diagnostically in conjunction with other differential
diagnostic procedures.
However, functional assessments can play a unique and very valuable role in AD
diagnosis. A characteristic pattern of progressive functional losses in AD has been
described in 16 successive levels (Reisberg, 1986; Sclan & Reisberg, 1992). Clinicians
can use a knowledge of these levels to: (a) identify a pattern of functional deterioration
consistent with AD; (b) identify excess functional disabilities that may be adding to the
morbidity of the AD patient and that may be remediable; (c) track the course of AD in
considerable detail, including the latter half of AD in which mental status and
conventional psychometric assessments are at bottom. A recent prospective study in
patients with probable AD (McKhann et al., 1984) has indicated that over a 5-year period,
these functional measures were able to explain twice the variance in the time course of AD
as that accounted for by changes in MMSE scores (Reisberg et al., 1996). Furthermore,
these functional change measures have demonstrated some of the most robust relationships
to postmortem neuropatho- logic changes yet to be uncovered in AD (Bobinski et al., 1995,
1997).
Global and functional assessments can be, and commonly are, used together in the
diagnosis and assessment of AD, and in tracking the course of the disease. For example,
both of the currently widely used global assessments, the CDR and the GDS, incorporate
functional assessments of deterioration. Furthermore, the FAST can be used as part of the
GDS staging system (Reisberg et al., 1993). In assessing the temporal course of AD, the
FAST and GDS in conjunction have been found to be superior to usage of either of these
measures alone. Together, these measures can explain nearly three times the temporal
variance in AD course accounted for by changes in MMSE scores (Reisberg et al., 1996).
Consequently, just as one can inform clinicians of guidelines with regard to annual rate
of change scores in the MMSE or psychometric measures, one can, with somewhat greater
accuracy, provide clinicians with published mean change durations on global and functional
assessments such as the GDS and FAST, which can be used to assist clinicians in diagnosing
and tracking the course of AD (Reisberg et al., 1994).
Neuroimaging and Electrophysiology
Brain imaging is traditionally divided into two main types: structural imaging
(computed tomography [CT] and magnetic resonance imaging [MRI]), which reflects the
anatomy of the brain; and functional imaging (single-photon emission tomography [SPECT]
and positron emission tomography [PET]), which assesses cerebral function in relative or
absolute terms. This division is useful in attempting to understand the two types of brain
imaging. However, increasingly, there is an integration of the two methods exemplified by
functional MRI.
CT revolutionized the ability of clinicians to exclude intracranial lesions that could
mimic the dementia syndrome and, in many places, remains the imaging technique of choice
to visualize cerebral structures (Burns, 1990). In structural neuroimaging techniques such
as CT, the appearance of AD is characterized by increased ventricular size and the
presence of cortical atrophy (Burns et al., 1991b; de Leon et al., 1980; Forstl et al.,
1995). The capacity of the brain CT imaging technique to differentiate between normal aged
subjects and patients with primary dementia has been established (DeCarli et al., 1990)
and clearly, the more sophisticated the analysis, the better the sensitivity and
specificity (Burns & Pearlson, 1994). CT views of the medial temporal lobe have
permitted particularly high levels of diagnostic ability in differentiating patients with
AD from normal controls and may represent an early marker for the disease (de Leon et al.,
1989; Jobst et al., 1992a). This accuracy increases when a functional imaging technique
such as SPECT is combined with CT (Jobst et al., 1992b).
MRI, with better anatomical resolution than CT, has shown that atrophy of the
hippocampus is a hallmark of AD and can be seen in very early cases (Convit et al., 1997).
Longitudinal studies have shown that dilatation of the peri-hippocampal fissure can
predict the diagnosis of AD with over 90% accuracy (de Leon et al., 1993). In a more
extensive study, visual ratings of hippocampal atrophy showed 70% of people with mild
cognitive impairment were affected, rising to 96% in those with moderate or severe
dementia compared to 29% in normal controls (de Leon et al., 1997). Visual ratings of MRI
scans of the entorhinal cortex have been shown to be particularly useful in one study in
discriminating AD from normal aging (Erkinjuntti et al., 1993). Alternative measures of
atrophy have been proposed including the interuncal distance (Dahlbeck et al., 1991) and
quantitation using registration of serially acquired volumetric data (Fox et al., 1996).
The ability of MRI to differentiate between depression and AD has been demonstrated with
90% of cases correctly classified (OBrien et al., 1994). Subcortical white-matter
lesions (leukoariosis) are related to age whereas lesions around the ventricular system
appear to be associated with cognitive decline and are found in AD (Matsubayashi et al.,
1992; McDonald et al., 1991). The prevalence of leukoariosis varies from 20% to over 60%
and specific relationships have been found between the severity of the white-matter change
and the degree of cognitive impairment, particularly deficits of attention and
comprehension (Kertesz et al., 1990).
SPECT involves the administration of compounds that are distributed in the brain
according to cerebral blood flow; in this way, a relative measure of cerebral activity can
be assessed in different brain regions. Most commonly, SPECT investigations measure blood
flow per se; however, muscarinic and dopamine receptors can also be imaged (Fontaine &
Nordberg, 1996). In AD, temporoparietal hypoperfusion is usually seen, with frontal lobe
blood flow sometimes being diminished as well (Burns et al., 1989a; Gemmell et al., 1989).
When present in sufficient magnitude, the decrease in frontal lobe blood flow is
diagnostic of dementia of frontal lobe type (Neary et al., 1988). Correlations have been
found between areas of regional hypoperfusion and cognitive impairment, and specific
associations have been described between amnesia and hypoperfusion in the temporal region,
between apraxia and posterior parietal hypoperfusion, and between aphasia and
hypoperfusion throughout the left hemisphere (Burns et al., 1989b). Other associations
have included the level of previous occupation with parietal perfusion (Stern et al.,
1995). SPECT is increasingly used to assess the response to drug treatment with and
without brain activation (e.g., Geaney et al., 1990; Hunter et al., 1989).
PET provides a direct measure of cerebral metabolic activity. Most commonly in AD
studies, PET is used to assess the absolute magnitude and/or regional patterns of cerebral
glucose metabolism. Patterns of impairment in AD include temporoparietal and frontal
hypometabolism with relative sparing of the visual and sensorimotor cortex (Burns et al.,
1989a; de Leon et al., 1983; Rapoport, 1991). The changes are often asymmetric (Ichimiya
et al., 1994) and this asymmetry relates to age of onset of disease. Frackowiak and
colleagues (1981) were the first to use the isotope O15< in dementia, showing that in AD there was diminished oxygen consumption in the
fronto- temporal-parietal lobes with the frontal lobes being more affected in severe
disease. The role of PET in early diagnosis has been underscored recently with the
findings of abnormalities in patients at risk of AD who possess the e4 allele of
apolipoprotein (Small et al., 1995) and of abnormalities in individuals at risk from
amyloid precursor protein (APP) and presenilin mutations (Kennedy et al., 1995).
Clearly, imaging techniques have an important role to play in the diagnosis and
assessment of patients with dementia and in the specific diagnosis of AD. Techniques such
as functional MRI hold promise for the future, and imaging will be used increasingly in
innovative ways to aid in early diagnosis and in differential diagnosis.
The electroencephalogram (EEG) in patients with severe dementia generally reveals
significant abnormalities in terms of regular slow wave activity. Those with less advanced
disease have less consistent changes that may sometimes appear to be less well correlated
with the degree of dementia. Cummings and Benson (1983) have summarized the clinical
situation in stating that a normal EEG in the presence of severe dementia is likely to be
indicative of AD, whereas an abnormal tracing with minimal clinical changes is associated
with delirium. Generally, as AD progresses, there is progressive slowing of the EEG
tracing with decreased alpha and beta activity and increased, somewhat symmetrical, delta
and theta waves. EEG abnormalities have been found to be significantly more common in
patients with AD compared to normal controls (Soininen et al., 1982), and important
features include dominant occipital alpha wave activity (Prinz & Vitiello, 1989),
increases of theta power (Coben et al., 1983; Prichep et al., 1994), and decreased EEG
coherence (Besthorn et al., 1994).
As is the case with most assessment modalities, the rigor and sophistication of the
techniques employed can determine the usefulness of the modality. In the case of EEG,
computerized quantitative EEG can result in vastly increased information in comparison
with traditional EEG tracing procedures. Using these computerized procedures, Prichep and
colleagues (1994) have noted that in examining patient group data, there are clearly
evident increments in theta activity in a mild memory impairment subject group, consisting
of persons with subtly manifest deficits who frequently have incipient AD, in comparison
with a control elderly subject group with subjective complaints of cognitive impairment
only. Prichep and associates also found that each subsequent stage of AD, from mild to
moderately severe, was accompanied by increased theta activity and subsequently also
increased theta and delta slow wave activity. Overall, the Pearson correlation between
increased slow wave activity and progression of global impairment stage was .5. Although
very robust, the magnitude of this relationship between EEG slowing and the progression of
AD remains somewhat less than with other modalities. Nevertheless, Prichep and colleagues
and others believe that computer-analyzed quantitative EEG techniques can be of utility
both in the early diagnosis of incipient AD and in the subsequent tracking of the course
of the disease. Their belief in the utility of these procedures in early diagnosis is
supported by observations that even normal elderly persons with only subjective complaints
of cognitive loss appear to have increased theta activity in comparison with normal
elderly persons, the same age, who are free of subjective complaints of cognitive
impairment.
In dementias other than AD, the EEG findings vary: in cerebrovascular dementia, 75%
have been found to have focal abnormalities (lateralized slow, sharp, or spike waves);
whereas in dementia of frontal lobe type, the EEG is characteristically normal, and in
Huntingtons disease, there is low-amplitude background activity (see Forstl &
Hentscel, 1997, for a summary).
Neuropathologic Assessment
AD-related neuropathologic changes have traditionally been relied upon for a diagnosis
of definite AD (McKhann et al., 1984) and appealed to as a diagnostic "gold
standard." However, in practice, the situation is much more complex because the
"assay procedures" are variable and subject to considerable debate and, even
when there is agreement on the assay standard, the circumstances under which it was
obtained (i.e., the clinical history) is of relevance in interpreting the findings.
Microscopically evident brain changes upon postmortem examination, most notably
neurofibrillary tangles and senile (amyloid) plaques, have long been recognized as
occurring in AD and have even been integral components of traditional definitions of AD
(Alzheimer, 1907; Redlich, 1898; Simchowicz, 1910). Electron microscopic and other studies
revealed that the neurofibrillary tangles are composed of paired helical filaments (Kidd,
1963) and that the amyloid plaques occur in various morphologic forms. The diagnostic and
prognostic meaning of this diverse morphology of the amyloid plaques remains
controversial; however, the most important form is the neuritic plaque, which is composed
of a central core of homogeneous material, primarily ß-amyloid, and a reactive outer zone
with fibrillary and cellular material. Modern molecular techniques have revealed that the
most important constituent of the paired helical filaments of the neurofibrillary tangles
is the tau protein (Kondo et al., 1988; Wischik et al., 1988a, 1988b), although other
important constituents including ubiquitin, a very widely distributed protein, have also
been identified (Mori et al., 1987; Perry et al., 1987). The ß-amyloid, which forms the
core of the senile plaque, is known to be composed of a 42-43 amino acid peptide, the
ß-amyloid peptide. The ß-amyloid peptide is derived from a longer molecule, the amyloid
precursor protein.
Although there is increasing knowledge regarding the precise molecular nature and the
genetic and molecular etiopathogenesis of AD-related cerebral pathology, two fundamental
findings that have been recognized for many years limit the diagnostic value of AD-related
neuropathologic findings: (a) these pathologic features are also noted in normal aging,
and (b) these pathologic features are not uniquely seen in AD. Although Alois Alzheimer
had initially believed that the neurofibrillary tangles, which he described in his classic
case description, and the senile plaques, which had already been known to occur in
association with senile dementia, would not be present in the brains of normal elderly
persons, work in the early decades of the 20th century demonstrated that this was not true
(see Wilkins & Brody, 1969, for a review; Grunthal, 1927; Gellerstedt, 1933). All of
the cerebral pathology seen in AD could also be seen in the brains of ostensibly healthy
aged persons. Similarly, the pathologic features associated with AD can be found in other
disorders. To cite only a few examples: Amyloid deposits in the brain are known to be a
feature of hereditary cerebral hemorrhage with amyloidosis-Dutch type (HCHWA-D) (Levy et
al., 1990), an uncommon hereditary disorder; ß-amyloid deposition has been observed in
the brains of nonaged persons within days following severe head injury (Roberts et al.,
1991); and neurofibrillary tangles similar to or identical to those seen in AD occur in
progressive supranuclear palsy, dementia pugilistica, and even myotonic dystrophy (Bancher
et al., 1987; Kiuchi et al., 1991).
Because the neuropathologic features of AD are not pathognomonic of this condition and,
most importantly, appear to overlap with those of normal aging, the emphasis in AD
diagnosis has been placed on the magnitude of AD-associated pathology in the brain in
confirming or supporting a diagnosis of AD. Classical studies of Tomlinson and colleagues
in the late 1960s and early 1970s had shown relatively strong correlations between the
counts of senile plaques in the brain and counts of neurofibrillary tangles and the
magnitude of dementia assessed antemortem (Tomlinson et al., 1968, 1970). These and
subsequent studies resulted in considerable weight being placed on neuropathologic
diagnosis in consensus definitions of AD. The result has been attempts to standardize the
process of the neuropathologic diagnosis of AD (Khachaturian, 1985; Mirra et al., 1991).
The most ambitious and well studied of these attempts at neuropathologic diagnostic
standardization has been that of the CERAD (summarized by Mirra in this issue) (Mirra,
1997 [this issue]). The CERAD criteria have been recommended as a diagnostic protocol for
AD in multicenter brain banking (Bogdano-vic & Morris, 1995). This protocol includes
an illustrated guidebook and semiquantitative ratings of plaque and tangle frequency in
specified brain regions. The result is a score with levels of certainty of AD diagnosis.
The CERAD studies have indicated an absence of interrater reliability among
neuropathologists for quantitative plaque and tangle counts, which has also been noted in
other investigations (Chui et al., 1993; Duyckaerts et al., 1990; Mirra et al., 1994, 1997
[this issue]). However, when semiquantitative rather than quantitative procedures are
used, better results have been obtained by the CERAD investigators. The diagnostic
accuracy of the CERAD semiquantitative procedures is reported as follows: The clinical
diagnosis of AD was confirmed in 88% of cases and attributed to other conditions in 12% of
cases (Mirra, 1997 [this issue]), although it should be noted that necessarily these data
appeal to clinical diagnosis as a standard. The CERAD procedures have shown modest
correlations with the severity of dementia as measured with the MMSE.
An understanding of the role of neuropathology in AD diagnosis must necessarily be
informed by a knowledge of further findings and controversies. One of these controversies
is that the essential presence of either major neuropathologic lesion remains a subject of
debate. For example, numerous neocortical plaques have been found in a subgroup of aged
persons with normal mental status (Katzman et al., 1988), and amyloid burden does not
increase and the number of plaques does not correlate with the severity of AD (Gomez-Isla
et al., 1997; Terry, 1997).
A more classical study had examined the essential nature of neurofibrillary pathology
in AD. Terry and colleagues reported in 1987 that 30% of a series of cases with typical
clinical presentation and course of AD and an otherwise typical AD neuropathologic picture
lacked neocortical neurofibrillary tangles, although neurofibrillary tangles were present
in the hippocampus (Terry et al., 1987).
Despite acknowledged controversy, a reasoned view of the nature of neuropathologically
evident change in AD, as it is presently understood, can be offered. Braak and Braak have
described an increasingly recognized view of the nature and evolution of AD brain
pathology (Braak & Braak, 1991a, 1991b, 1992, 1994, 1997b). They state "the first
changes are typically neurofibrillary tangles and neuropil threads." These appear
initially, according to Braak and Braak, in the transentorhinal region of the medial
temporal lobe. Subsequently, in accordance with these observations, the neurofibrillary
pathology spreads to the hippocampus and, ultimately, the neocortex. Braak and Braak
distinguish six stages of neuropathologic evolution, of which the first two stages are
transentorhinal and occur before the advent of clinically manifest symptoms. Subsequent
neuropathologic stages have been termed limbic and neocortical. Braak and Braak view the
terminology "senile plaque" as obsolete and as referring to both amyloid
deposits and neuritic plaques, the latter of which also contain neurofibrillar material.
In any event, they do not view these structures as presently useful for staging the
magnitude of pathology in AD.
The observations of Braak and Braak are consistent with other recent observations that
indicate linear loss of volume of specific hippocampal brain regions with the clinical and
temporal advance of AD (Bobinski et al., 1995; Simic et al., 1997). Accompanying these
volume changes, in the same hippocampal regions, are increments in the percentages of
neurons with neurofibrillary changes and progressive decrements in the absolute number of
neurons in the same hippocampal regions. These neuronal losses, which appear to be linear
with the temporal and clinical progression of AD, are so substantial that up to
approximately 90% of neurons in particular hippocampal brain regions are lost over the
22-year potential course of clinically manifest AD (Bobinski et al., 1997). Similar
findings have been noted recently in brain association areas. Specifically, in a study of
the superior temporal nucleus, Gomez-Isla and colleagues have found dramatic neuronal
losses that correlated with the number of neurofibrillary tangles and the duration and
severity of AD (Gomez-Isla et al., 1997). The amyloid burden did not correlate with AD
disease progression in any of these studies.
However, another relatively recent study using a computer-based image analysis of the
cross-sectional area of the brain occupied by ß-amyloid immunopositive deposition found a
strong correlation between cognitive impairment and amyloid burden in the entorhinal
cortex (Cummings & Cotman, 1995).
Apart from the relatively well-studied neuropathology just reviewed, other
neuropathologic changes also occur in AD, including changes in synaptic density and
changes in non-neuronal structures such as the white matter (Brun & Englund, 1986;
Davies et al., 1987; Scheff et al., 1990).
Peripheral Markers
Over the past few years, a number of in vivo techniques for the improved diagnosis and
tracking of AD have been identified. These miscellaneous approaches may be subsumed under
the general category "peripheral markers." These include diagnostic markers
present in the blood, cerebrospinal fluid (CSF), and other body tissues. Also included in
this category are less well-known physiologic approaches to AD diagnosis, tracking, and
assess-ment, including cognition-independent neurologic markers such as neurologic
reflexes and motor assessments.
The best-known peripheral markers are genetic markers for AD. The presently known
genetic markers are of two types. The first of these are specific genetic predisposing
factors for AD. Three specific genetic AD mutations that are potentially identifiable have
been discovered to date. These are mutations in the APP (Goate et al., 1991; Mullan et
al., 1992) and two mutations that have been termed presenilin 1 (PS1) and presenilin 2
(PS2) (Sherrington et al., 1995; Levy-Lahad et al., 1995; Rogaev et al.,1995).
Although these mutations are robust markers for an early onset of AD, they occur very
infrequently. Roses and Saunders (1997 [this issue]) note that "taken together, all
of the known APP, PS1, and PS2 mutation families. . . amount to about 100 families
worldwide." Another form of genetic mutation that is recognized as an early
predisposing factor for AD is trisomy of the 21st chromosome, which results in Downs
syndrome. Downs syndrome, in turn, is known to be associated with AD occurring at a
relatively early age. Although the mechanism of the association of Downs syndrome
with AD is not known, it is known that the APP is encoded in the long arm of chromosome 21
(Goldgaber et al., 1987; Kang et al., 1987; Tanzi et al., 1987).
Another category of genetic marker for AD, which, for the present, uniquely applies to
late-life AD, i.e., by far the most common form of AD, is the apolipoprotein E genotype.
Apolipoproteins are molecules responsible for lipid transport in various organs. Three
different subtypes of the apolipoprotein E allele are inherited: apolipoprotein E epsilon
2 (APOE-e2), APOE-e3, and APOE-e4 subtypes. Persons who carry one or more copies of the
APOE-e4 allele are at increased risk for the development of AD. This increased risk has
been confirmed repeatedly and is dramatic. Studies have indicated that persons who inherit
two copies of the apolipoprotein E e4 genotype (i.e., who are homozygous) have
approximately eight times the risk of developing AD as persons who do not inherit any
copies of the APOE-e4 allele (Corder et al., 1993; Poirier et al., 1993). Persons with a
single copy of the APOE-e4 allele are also at increased risk for the development of AD
(odds ratios have varied between 2.2 and 4.4) (National Institute on
Aging/Alzheimers Association Working Group, 1996). Persons with the APOE-e2 allele
are at lower risk for the development of AD (Corder et al., 1994).
Of the six APOE genotypes, APOE-e3/3 is the most common, at least in European ancestry
populations, and of the three APOE alleles, e3 is the most common. However, the APOE-e4
allele is also common, representing approximately 15% of APOE alleles. Consequently,
approximately 30% of European ancestry populations carry at least one copy of the e4
allele, so the increased risk of AD associated with this allele affects a substantial
proportion of the population. In association with the increased risk of AD, the APOE-e4
allele is associated with an earlier age of onset of AD. A recent multisite study found
that individuals with two copies of the APOE-e4 allele had a mean age of onset of AD of 66
years, in comparison with a mean age of onset of 72 years for persons with either one
APOE-e4 allele or no copies of the APOE-e4 allele (Blacker et al., 1997). Nevertheless, it
must be emphasized that "some APOE-e4 carriers survive to old age and remain
cognitively intact" (National Institute on Aging/Alzheimers Association Working
Group, 1996).
Other peripheral markers of AD pathology are under investigation. An example of
numerous efforts along these lines are in vivo studies of known AD-related pathologic
elements. For instance, one of the major neuropathologic elements in AD is the
neurofibrillary tangle, which is composed of paired helical filaments (PHFs). As already
noted, these PHFs contain two principal elements, the tau protein and ubiquitin. Both of
these elements are present in the CSF. Furthermore, levels of tau are increased in the CSF
of AD patients in comparison with controls (Vandermereen et al., 1993; Vigo-Pelfrey et
al., 1995). These increases in CSF tau appear to be, to some extent, age-related.
Additionally, increased levels of ubiquitin have also been found in the CSF of AD patients
(Kudo et al., 1994; Wang et al., 1991), although, interestingly, the increase in ubiquitin
levels does not appear to be age-related. Despite these interesting pathologic findings,
for various reasons, including overlap with ostensibly age-related controls, these tau and
ubiquitin pathologic markers that are elevated in AD and present in the CSF are not being
advocated for use as diagnostic markers at the present time (Iqbal and Grundke-Iqbal, 1997
[this issue]). Others have reported diagnostically promising relationships between CSF tau
and levels of the beta amyloid protein in CSF, which will have to be verified in further
studies (Motter et al., 1995).
Relatively novel approaches to AD diagnosis are also being pursued. For example, reflex
testing is a sensitive indicator of nervous system integrity and is universally used among
physicians to assess neurologic change. Indeed, the reflex hammer is one of the major
icons associated in the publics mind with physicians in general and with
neurologists in particular. Reflex changes have been known to occur late in the course of
AD (Huff et al., 1987).
Another series of observations has indicated that many of the clinical changes in AD
recapitulate inversely, the normal human developmental pattern from infancy to the adult
(Reisberg et al., 1986, 1990). So-called developmental neurologic reflexes have also been
known to occur in aged patients (Paulson & Gottlieb, 1968) and, especially, in AD
(Franssen et al., 1991, 1993; Huff et al., 1987). Recently, pathologic substrates in AD
have been uncovered that parallel the observed clinical and neurologic developmental
observations in AD. Specifically, Braak and Braak (1996, 1997a) have noted that the
pattern of AD neurofibrillary change reverses the pattern of myelogenesis in normal
development. Franssen and associates have exploited this knowledge of neurologic reflex
changes in AD, and of developmental inverse clinicopathologic relationships in AD, to
elucidate specific in vivo pathologic markers of AD course. For example, Franssen and
colleagues have recently reported that by measuring developmental reflexes using a
standardized clinical rating scale (Franssen, in Burns, 1993), these reflexes can serve as
sensitive markers of specific points in the course of AD. Specifically, they have reported
that the overt occurrence of a sucking, grasping, or the plantar extensor reflex
differentiates AD patients who have deficiencies in basic activities of daily living but
are not yet incontinent from permanently incontinent AD patients who are deficient in
basic activities of daily living but still ambulatory, with a specificity, sensitivity,
and overall accuracy of greater than 85% (Franssen et al., 1997). Consequently, these
neurologic reflexes appear to emerge at a particular point in the progression of AD
pathology, just as they disappear at characteristic points in the course of infancy and
early childhood development.
Other work by Franssen and associates indicates that neurologic reflexes and release
signs, which are not necessarily developmentally associated, can serve as early,
cognition-, education-, and culture-independent markers of the advent of AD, as well as
measures for charting the entire course of AD. For example, Franssen and colleagues
reported significant increments in measures of deep tendon reflexes (i.e., the biceps,
triceps, quadriceps, and gastrocnemius-soleus reflexes), and in what they termed
nociceptive release signs (i.e., the snout reflex, the glabellar blink reflex, and the
palmomental reflex), in patients with mild memory impairment (GDS stage 3), in comparison
with normal controls (Franssen et al., 1991). When they combine five categories of
neurologic reflex and release sign measures, representing 14 individual measures, a very
robust relationship is noted with the course of aging and AD. For example, the Pearson
correlation of these neurologic reflex and release sign measures with MMSE scores is
greater than .7, whereas the correlation of these measures with the FAST staging procedure
is .8 (Franssen & Reisberg, 1994, 1997 [this issue]).
Kluger and associates (1997a, 1997b [this issue]) have taken another novel approach to
the diagnosis of AD. Brain disease is, of course, often accompanied by motor changes. In
the case of stroke, normal-pressure hydrocephalus, Huntingtons chorea, and numerous
other neurologic diseases, these motor changes are very dramatic and overt. Motor changes
have also long been recognized as concomitants of AD (Reisberg et al., 1983). Kluger and
associates have utilized computerized measurements of complex motor tasks, such as head
tracking, in the early diagnosis of AD. They find that the accuracy of these complex motor
tasks in distinguishing normal controls from subjects with mild cognitive impairment, and
the accuracy in distinguishing normal controls from subjects with early AD, is comparable
to the accuracy obtained with a psychometric battery of tests (Kluger et al., 1997a, 1997b
[this issue]). Because these measures are ostensibly free of the influences of cognition,
education, and culture, the motor assessments would appear to have advantages over
psychometric measures in the early diagnosis of AD.
Conclusion
Procedures for the improved diagnosis of AD have advanced continuously over the past
three decades. A variety of clinical approaches inform the diagnosis of AD. These include
standard clinical differential diagnostic procedures, mental status and neuropsychologic
assessment, functional and global evaluations, neuroimaging and electrophysiology,
neuropathologic assessments, and peripheral markers. Clinicians who diagnose AD need to be
somewhat aware of the merits and the current state of development of each of these
diagnostic approaches.
Many approaches to AD diagnosis that are relatively well developed at the present
juncture were unknown, or not generally known, in 1984, when the landmark criteria of
McKhann and colleagues were published. For example, Lewy body dementia was not seen as an
important entity in differential diagnosis, and genotypic risk factors and markers were
unknown a decade ago. In general, many diagnostic approaches have become more focused and
specific over the past several years. For example, apart from overt decrements in mental
status and cognition, specific patterns of functional, neurologic, and behavioral change
have been identified that can inform diagnosis. Similarly, apart from general
neuropathologic changes, specific kinds of changes, evolving in specific ways, have been
described in association with the neuropathologic evolution of AD.
A very similar evolution has occurred in the knowledge of the neuroimaging changes in
AD. Atrophy and change can now be visualized in specific regions, which can be much more
informative than a general view of brain atrophy alone.
Clearly, AD can be described at the present time as a very characteristic
clinicopathologic process that is amenable to diagnosis. The advent of improved treatment
and management makes the proper, and state-of-the-art, diagnosis of AD a clinical
imperative in all medical settings. Concurrently, improved information regarding existing
diagnostic procedures and their relevance and applicability in diverse clinical and
cultural settings must continue to accrue.
Special Meeting Work Group Participants and Affiliations
(1) Participants, in addition to the
authors, were as follows: Harry Allen, Manchester Royal Infirmary, Manchester, UK; Luigi
Amaducci, University of Florence, Florence, Italy; David Ames, Institute of Psychiatry,
London, UK; Stefanie Auer, New York University Medical Center, New York, NY, USA; Franz
Baro, Katholieke Universiteit Leuven, Broeders van Liede, Belgium; Felix Bermejo, Hospital
Universitario, Madrid, Spain; Heiko Braak, J.W. Goethe University, Frankfurt am Main,
Germany; Jane Byrne, University of Manchester, Manchester, UK; Edmond Chiu, University of
Melbourne, Kew, Victoria, Australia; Jorge Costa e Silva, World Health Organization,
Geneva, Switzerland; Peter Davies, Albert Einstein College of Medicine, Bronx, NY, USA;
Mony de Leon, New York University Medical Center, New York, NY, USA; Davangere Devanand,
Columbia University, New York, NY, USA; Timo Erkinjuntti, University of Helsinki,
Helsinki, Finland; Sanford Finkel, Northwestern University Medical School, Chicago, IL,
USA; Marshal Folstein, New England Medical Center, Boston, MA, USA; Françoise Forette,
University Paris V, Paris, France; Emile Franssen, New York University Medical Center, New
York, NY, USA; Serge Gauthier, McGill Centre for Studies in Aging, Verdun, Quebec, Canada;
Nori Graham, Royal Free Hospital, London, UK; Richard Ham, State University of New York
Health Science Center at Syracuse, NY, USA; Jane Hecker, Repatriation General Hospital,
Daw Park, South Australia, Australia; Ulrich Hegerl, Ludwig-Maximilians-Universität
München, Munich, Germany; Akira Homma, Tokyo Metropolitan Institute of Gerontology,
Tokyo, Japan; Khalid Iqbal, NYS Institute for Basic Research, Staten Island, NY, USA; Kim
A. Jobst, Radcliffe Infirmary Trust, Oxford, UK; Cees Jonker, Vrye Universiteit,
Amsterdam, The Netherlands; Alan Kluger, New York University Medical Center, New York, NY,
USA; Amos Korczyn, Tel-Aviv University, Ramat-Aviv, Israel; Alexander Kurz, Technisch
Universität München, Munich, Germany; Knüt Laake, Ullevaal Hospital, Oslo, Norway; Hans
Lauter, Psychiatrische Klinik, Munich, Germany; Brian Lawlor, St. Jamess Hospital,
Dublin, Ireland; Hartmut Lehfeld, Psychiatrische Klinik mit Poliklinik der Universität
Erlangen-Nurnberg, Erlangen, Germany; Raymond Levy, Institute of Psychiatry, London, UK;
Suzanne Mirra, Emory University School of Medicine, Decatur, GA, USA; William Molloy,
Henderson Hospital, Hamilton, Ontario, Canada; John Morris, Washington University, St.
Louis, MO, USA; Jordi Peña-Casanova, Barcelona, Spain; Ronald C. Petersen, Mayo Clinic,
Rochester, MN, USA; Leonid Prilipko, World Health Organization, Geneva, Switzerland;
Stanley Rapoport, National Institutes of Health, Bethesda, MD, USA; Burton V. Reifler,
Bowman Gray School of Medicine, Winston-Salem, NC, USA; Karen Ritchie, Inserm Equipe
"Vieillissement Cognitif," Montpellier, France; Allen Roses, Duke University
Medical Center, Durham, NC, USA; Hannes B. Stähelin, Kantonsspital, Basel, Switzerland;
Saskia Teunisse, Amsterdam, The Netherlands; Marco Trabucchi, University of Rome, Rome,
Italy; Frans Verhey, Maastricht, The Netherlands; Gunhild Waldemar, National University
Hospital, Rigshospitalet, Copenhagen, Denmark; Jean Wertheimer, Hôpital
Psychogériatrique, Lausanne, Switzerland; and Peter Whitehouse, University of Cleveland,
Cleveland, OH, USA.
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Reprinted from International Psychogeriatric Volume 9, Supplement 1.
Copyright 2012 International Psychogeriatric Association