Better Mental Health for Older People
IPA - International Psychogeriatrics - Volume 8, Supplement 3 - Contents and Abstracts 1996 - Table of Contents and Abstracts

International Psychogeriatrics
Volume 8, Supplement 3 - 1996

Table of Contents and Abstracts

Introduction

New Focus on Behavioral and Psychological Signs and Symptoms of Dementia: Implications for Research and Treatment, p 215
Sanford I. Finkel

Consensus Conference Goals and Objectives, p 217
Barry D. Lebowitz

Etiology

Clinicopathologic and Neurochemical Correlates of Major Depression and Psychosis in Primary Dementia,  p 219
George S. Zubenko

Neurochemistry and Neurotransmitters, p225
Carl-Gerhard Gottfries

Neuropathology of Psychotic Symptoms in Alzheimers Disease, p 233
William Bondareff

Neuroimaging and the Origin of Psychiatric Symptoms in Dementia, p 239
David L. Sultzer

Circadian Rhythm-Related Behavioral Disturbances and Structural Hypothalamic Changes in Alzheimers Disease, p 245
Witte J. G. Hoogendijk, Eus J. W. van Someren, Majid Mirmiran, Michel A. Hofman, Paul J. Lucassen, Jiang-Ning Zhou, and Dick F. Swaab

Self-Psychology: Its Application to Understanding Patients With Alzheimer's Disease, p 253
Lawrence W. Lazarus, Bertram J. Cohler, and Jary Lesser

Environmental and Social Aspects of Behavioral Disturbances in Dementia, p 259
Brian A. Lawlor

Behavioral Disturbances of Dementia and Caregiver Issues, p 263
Steven H. Zarit

Discussion 1, p 269

Behavioral Disturbances of Dementia in Our Current Nomenclature System: Diagnostic Classification of Neuropsychiatric Signs and Symptoms in Patients With Dementia, p 273
Eric D. Caine

Behavioral Disturbances of Dementia: Practical and Conceptual Issues, p 281
Peter V. Rabins

Behavioral Disturbances of Dementia in DSM-IV and ICD-10: Fact or Fiction? p 285
Michael Zaudig

Discussion 2, p 289

Theories Behind Scales and Measurements
Theories Behind Existing Scales for Rating Behavior in Dementia, p 293
Jeffrey L. Cummings

Behavioral Pathology in Alzheimer's Disease (BEHAVE-AD) Rating Scale, p 301
Barry Reisberg, Stefanie R. Auer, and Isabel M. Monteiro

Conceptualization of Agitation: Results Based on the Cohen-Mansfield Agitation Inventory and the Agitation Behavior Mapping Instrument, p 309
Jiska Cohen-Mansfield

CERAD Behavior Rating Scale for Dementia, p 317
Pierre N. Tariot

Caretaker Obstreperous Behavior Rating Scale, p  321
Joan M. Swearer and David A. Drachman

Dementia Behavior Disturbance Scale, p 325
Serge Gauthier, Mona Baumgarten, and Rubin Becker

Dementia Mood Assessment Scale, p 329
Trey Sunderland and Marcia Minichiello

Dysfunctional Behavior Rating Instrument, p 333
D. William Molloy, Michel Bédard, Gordon H. Guyatt, and Judy Lever

Direct Observation of Behavioral Disturbances of Dementia and Their Environmental Context, p 343
Louis Burgio

Selecting Outcome Measures for Clinical Trials of Behavioral Disturbances of Dementia, p 347
Linda Teri

Discussion 3, p 351

Criterion Validity: Do the Symptoms Respond to Treatment-Pharmacologic or Nonpharmacologic?
Antipsychotic Treatment in Outpatients With Dementia, p 355
D. P. Devanand

Behavioral Symptoms in Dementia: Community-Based Research , p363
R. Auer, Isabel M. Monteiro, and Barry Reisberg

Nursing Home Research From Industry's Perspective, p 367
Brecher

Nursing Home Research From Investigators' Perspective, p 371
Sanford I. Finkel and John Lyons

Meta-Analysis of Controlled Pharmacologic Trials, p 375
Lon S. Schneider

Discussion 4, p 381

Clinical Perspectives: What Should We Be Studying?
Delusions, p 383
Marco Trabucchi and Angelo Bianchetti

Hallucinations, p 387
Peter J. Whitehouse, Marian B. Patterson, Milton E. Strauss, David S. Geldmacher, James L. Mack, Grover C. Gilmore, and Elisabeth Koss

Misidentifications, p 393
Alistair Burns

Agitation, Wandering, Pacing, Restlessness, and Repetitive Mannerisms, p 399
Susan Neistein and Alan P. Siegal

Disinhibition, Apathy, Indifference, Fatigability, Complaining, and Negativism, p 403
Joy Webster and George T. Grossberg

Emotional Lability, Intrusiveness, and Catastrophic Reactions, p 409
Martin Haupt

Depression, Anxiety, and Sleep Disturbances, p 415
Burton V. Reifler

Falling, Hoarding and Hiding, Eating Disturbances, and Sexual Disinhibition, p 419
Benny Brännström

Discussion 5A, p 423

Differentiating Behavioral Disturbances of Dementia From Symptoms of Delirium, p 425
Jay S. Luxenberg

Differentiating Behavioral Disturbances of Dementia From Drug Side Effects, p 429
John H. Eastham and Dilip V. Jeste

Behavioral Disturbances of Dementia in the Nursing Home. p 435
Barry W. Rovner

Behavioral Disturbances of Dementia in Ambulatory Care Settings, p 439
Karen Ritchie

Vascular Dementia and Alzheimer's Disease: Should We Be Studying Both Within the Same Study? p 443
Sture Eriksson

Discussion 5B, p 447

What Aspects of Behavioral Disturbances Are Important to Caregivers?
Perspectives of a Family Caregiver, p 449
Sunnie Kenowsky

Caregivers and Behavioral Disturbances: Effects and Interventions, p 455
Henry Brodaty

Perspectives of an Institution-Based Research Nurse, p 459
Astrid Norberg

Perspectives of a Clinical Trials Research Nurse, p 465
Carolyn York Cooler

Discussion 6 , p469

Cross-Cultural Perspectives
Argentina, p 473
Carlos A. Mangone

India, p 479
Vijay Chandra

Caribbean, Native American, and Yoruba, p 483
Hugh C. Hendrie, Olusegun Baiyewu, Denise Eldemire, and Carol Prince

Agitation in Demented Patients in the United States, p 487
Jacobo E. Mintzer, Paul Nietert, Kerri Costa, and L. Randolph Waid

Discussion 7, p 491

Research
Future Research Directions, p 493
Zaven Khachaturian

Consensus Statement
Behavioral and Psychological Signs and Symptoms of Dementia:A Consensus Statement on Current Knowledge and Implications for Research and Treatment 497
Sanford I. Finkel, Jorge Costa e Silva, Gene Cohen, Sheldon Miller, and Norman Sartorius

Appendix
Behavioral and Emotional Activities Manifested in Dementia (BEAM-D), p 501

Behavioral Pathology in Alzheimer's Disease Rating Scale (BEHAVE-AD), p 507

Brief Agitation Rating Scale (BARS), p 510

Caretaker Obstreperous Behavior Rating Assessment (COBRA), p 511

CERAD Behavior Rating Scale for Dementia, p 514

Cohen-Mansfield Agitation Inventory (CMAI), p 519

Cornell Scale for Depression in Dementia, p 520

Dementia Behavior Disturbance Scale (DBD), p 522

Dementia Mood Assessment Scale (DMAS), p 523

Dysfunctional Behaviour Rating Instrument (DBRI), p 528

Global Assessment of Psychiatric Symptoms (GAPS), p 530

Gottfries-BrŒne-Steen Scale, p 532

Irritability / Apathy Scale, p 541

Manchester and Oxford Universities Scale for the Psychopathological Assessment of Dementia (MOUSEPAD), p 543

Neurobehavioral Rating Scale, p 548

Pittsburgh Agitation Scale, p 549

Revised Memory and Behavior Problems Checklist, p 550

Self-Psychology Rating Scale, p 551


Introduction

New Focus on Behavioral and Psychological Signs and Symptoms of Dementia

The conceptualization of an international consensus conference for the purpose of beginning to establish an operational definition for "behavioral disturbances of dementia" was born at the 7th International Psychogeriatric Association (IPA) Congress in Sydney, Australia, in November 1995. At that time, a special symposium on "research methodological issues in evaluating behavioral disorders of dementia" took place. From the high level of interest and attendance, it was clear that this matter was a source of great attention and concern by clinicians and researchers working with demented elderly. Although we have been aware that patients with dementias, including Alzheimer's disease (AD), manifest psychotic, depressive, and behavioral symptoms over the course of the illness, such symptoms until recently have elicited little interest or research support. Further, research was hampered by the absence of viable measurements and scales developed for this specific population. In addition, rigorous clinical trials were rare and virtually nonexistent in those with moderate and advanced dementias. Prior to 1992, only seven randomly assigned, double-blind trials in this population had been published, only one in a nursing home setting.

Consensus Conference Goals and Objectives

Barry D. Lebowitz

As the population ages in the United States and other countries, we will be confronted with an increasing number of patients with neurodegenerative disorders, such as Alzheimer's disease and Parkinson's disease. The progressive cognitive impairment that characterizes Alzheimer's disease leaves patients increasingly unable to care for themselves. Patients with Alzheimer's disease also are prone to dementia-related behavioral disturbances, which can range from annoying (such as repetitive questioning) to disturbing (such as vocal outbursts) to dangerous (such as hitting and pushing).

Etiology

Clinicopathologic and Neurochemical Correlates of Major Depression and Psychosis in Primary Dementia

George S. Zubenko

Disturbances of mood, thought content, perception, and behavior are common concomitants of dementia that often produce suffering and excess disability. These disturbances also interfere with caregiving, precipitate institutionalization, and hasten death. The current lack of an effective means of preventing or controlling the pathophysiologic events that lead to dementia in late life has stimulated efforts to understand and treat these phenomena. In particular, clinically significant depression and psychosis often emerge in patients with dementia, regardless of its origins, and are an important focus of treatment.

Neurochemistry and Neurotransmitters

Carl-Gerhard Gottfries

Behavioral disturbances of dementia result from both biologic and environmental factors. This article focuses on the biologic causes of behavioral problems in patients with dementia.

NEUROCHEMICAL CHANGES IN THE NORMAL AGING BRAIN

A key event in neurotransmission is the release of neurotransmitters. Several neurotransmitters have been identified including acetylcholine, dopamine, norepinephrine, serotonin, and gamma-aminobutyric acid. Neurotransmitters react with their respective receptors in the postsynaptic membrane, where other neurons are activated and neuronal signals are transmitted to the target tissue. More than one neurotransmitter may be released from the same nerve ending.

In the normal aging brain, the number of muscarinic and nicotinic receptors increases in the thalamus and decreases in the cortex. In the hippocampus, the number of muscarinic receptors decreases, and the number of nicotinic receptors increases. Decreased concentrations of dopamine in discrete brain areas and an age-related loss of dopamine uptake sites have also been reported. Levels of serotonin and norepinephrine decrease with age, but concentrations of their end metabolites appear unchanged. Levels of the dopamine metabolite homovanillic acid also seem not to be affected by aging. Overall, these data suggest a progressive degeneration of the brain with advancing age, at least regarding monoamines. Because levels of metabolites do not decrease with age, the brain must have compensatory mechanisms.

Neuropathology of Psychotic Symptoms in Alzheimer's Disease

William Bondareff

An impressive body of literature has been published on the relationship between psychotic symptoms in Alzheimer's disease and pathology demonstrated primarily by neuroimaging and biochemistry studies. Jacoby and Levy in 1980 and Burns and colleagues in 1990, for example, reported less severe atrophy in delusional patients with Alzheimer's disease than in nondelusional patients with Alzheimer's disease. The author and colleagues have found that smaller ventricle-brain ratios are associated with delusions of theft in Alzheimer's disease. Zubenko (1991) and Doty (1989) have reported that delusions and hallucinations in patients with Alzheimer's disease are associated with decreased amounts of serotonin.

Neuroimaging and the Origin of Psychiatric Symptoms in Dementia

David L. Sultzer

Neuroimaging studies have contributed greatly to our understanding of Alzheimer's disease and other dementias. Computed tomography and magnetic resonance imaging reveal brain structure and aid in the diagnostic evaluation of patients with cognitive impairment. Functional neuroimaging studies use positron emission tomography, single-photon emission computed tomography, and other methods to measure regional cerebral activity, including metabolic rate, blood flow, and neuroreceptor density. Functional neuroimaging results can be useful clinically and have also been used in a variety of research applications to examine physiologic variables in neuropsychiatric illnesses.

Circadian Rhythm-Related Behavioral Disturbances and Structural Hypothalamic Changes in Alzheimer's Disease

Witte J. G. Hoogendijk, Eus J. W. van Someren,Majid Mirmiran, Michel A. Hofman, Paul J. Lucassen, Jiang-Ning Zhou, and Dick F. Swaab

Age-related changes in circadian rhythm (e.g., fragmented sleep-wake patterns) occur in many older persons but are particularly pronounced in patients with Alzheimer's disease. In these patients, disruptions of circadian rhythms can be severe enough to increase mental decline, agitation during the day, and restlessness at night. Moreover, patients whose nocturnal restlessness disrupts the sleep of the caregiver are more likely to be institutionalized than those who have cognitive impairment alone.

Self-Psychology: Its Application to Understanding Patients With Alzheimer's Disease

Lawrence W. Lazarus, Bertram J. Cohler, and Jary Lesser

Although the essence of one's identity-one's self-esteem-is eroded and devastated by Alzheimer's disease, little attention has been paid to the regression and dissolution of the self experienced by patients with this disease. Investigations into the psychology of the self by psychoanalyst Heinz Kohut and others have provided new ways of understanding a demented patient's attempts to maintain some semblance of self-esteem and identity in the wake of progressive cognitive decline.

Environmental and Social Aspects of Behavioral Disturbances in Dementia

Brian A. Lawlor

Are the behavioral disturbances of dementia a primary manifestation of a devastating degenerative brain disease or a consequence of a demented patient's inability to cope with a hostile environment that does not adapt to his or her needs? Our current state of knowledge regarding the origin of noncognitive symptoms in dementia does not allow us to neatly dichotomize behavioral disturbances into either syndromes that can be attributed to altered neurobiologic substrates or behavioral reactions to a change in social routine or environment. The best fit model is one that incorporates biologic (neurochemical, neuropathologic, or genetic); psychological (premorbid personality and behavior, and response to stress); and social (environmental change and caregiver factors) aspects. For any particular symptom or group of symptoms, the relative input from each causal source can vary and may change in the future as our knowledge and understanding grow. The importance of an interactive causal model is that is has direct and immediate relevance to the development of treatment strategies.

Behavioral Disturbances of Dementia and Caregiver Issues

Steven H. Zarit

Three issues concerning behavioral problems of dementia emerge from research on family caregivers. The first issue concerns the reliability of caregivers' reports of behavioral disturbances. The second issue is the realization that caregivers can provide valuable information not available from other sources. The final issue concerns how caregivers' reports can clarify the determinants of behavioral problems.

Discussion 1

NEUROBIOLOGY OF DEMENTIA

The episodic and nonuniversal nature of behavioral disturbances of dementia challenges the notion that these symptoms result only from permanent changes in the brain. Few longitudinal data are available to correlate the occurrence of behavioral symptoms with the neurobiologic model of dementia, and most of these data are from clinical trials of institutionalized patients. Nevertheless, Dr. Cummings noted that even though behavioral symptoms are highly episodic, they tend to recur in the same subgroups of patients. The neurobiologic model, therefore, may help determine the vulnerability of a patient to behavioral disturbances but not the consistent expression of the behavioral symptom complex.

Behavioral Disturbances of Dementia in Our Current Nomenclature System: Diagnostic Classification of Neuropsychiatric Signs and Symptoms in Patients With Dementia

Eric D. Caine

Establishing a medical diagnosis serves two utilitarian purposes: providing information necessary to initiate treatment and communicating information regarding prognosis. A nosology or diagnostic nomenclature (i.e., a classification of diagnoses) provides further utility by establishing a foundation for clinical research. In his book, Wulff outlined four types of diagnoses: (1) symptomatic or pseudoanatomic diagnoses (e.g., chronic headache, persistent diarrhea, or irritable bowel); (2) syndromes; (3) anatomic diagnoses; and (4) causal diagnoses. By definition, syndromes have no means of being validated by measures external to the constructs themselves. Often, specific syndromes reflect diverse origins, and conversely, specific etiologies may cause multiple syndromes (e.g., syphilis, human immunodeficiency virus, and diabetes).

Behavioral Disturbances of Dementia: Practical and Conceptual Issues

Peter V. Rabins

Among the challenges clinicians and researchers face regarding behavioral disturbances of dementia are how to conceptualize them and how to measure them. The Diagnostic and Statistical Manual of Mental Disorders (4th ed.) recognizes that dementia can be associated with mood symptoms and delusions by formally coding for them but does not have codes for coexisting hallucinations or other specific behavioral symptoms associated with dementia. One reason for this lack of coding classification is the difficulty in conceptualizing the many behavioral disorders, symptoms, and problems seen in patients with dementia.

Behavioral Disturbances of Dementia in DSM-IV and ICD-10: Fact or Fiction?

Michael Zaudig

Science depends on the ability to measure natural phenomena. To increase our knowledge, accurate definitions and measurements of these phenomena are essential (Thompson, 1989). Over the past 20 years, many researchers have concentrated on learning how to define and measure psychiatric phenomena. The results of such research allow us to develop diagnostic criteria for various psychiatric disorders.

Discussion 2

QUALITY OF LIFE

Quality-of-life issues affect both the patient and the caregiver. Although several measures of caregiver burden and stress, which reflect quality of life, are available, measuring the quality of life of the patients themselves is difficult.

Dr. Rabins acknowledged the difficulty of measuring quality of life in patients with dementia. Because reliable answers to questions about quality of life usually cannot be obtained from demented patients, an observer-based instrument is necessary to measure quality of life in Alzheimer's disease and other dementing disorders. The rating instrument developed by Dr. Rabins and colleagues has criteria to identify appropriate observers and was designed to yield reliable results across different patient types and severities of disease. One difficulty was in identifying behaviors that in some way reflect pleasure or displeasure across the spectrum of disease. Data on the reliability of the instrument should be available in early 1997.

Theories Behind Scales and Measurements

Theories Behind Existing Scales for Rating Behavior in Dementia

Jeffrey L. Cummings

Clinical scientists developing rating scales to assess the behavior of patients with dementia have adopted a variety of evaluation strategies. Scales differ according to the source of information (e.g., caregiver versus patient), type of behavior assessed (e.g., mood, agitation, or delusions), origin of the scale

(i.e., imported from psychiatry, adapted from psychiatric scales, adapted from scales for neurologic conditions, or developed specifically for dementia), and anticipated application of the tool (e.g., behavioral characterization, longitudinal follow-up, or differential diagnosis). Investigators have rarely articulated the theoretic framework on which their scales are based, and in most cases, theories were eschewed in favor of empirically based assessments of observed behaviors. Theoretic assumptions, however, can be inferred from the structure of the scales.

Behavioral Pathology in Alzheimer's Disease (BEHAVE-AD) Rating Scale

Barry Reisberg, Stefanie R. Auer, and Isabel M. Monteiro

Before the development of the Behavioral Pathology in Alzheimer's Disease (BEHAVE-AD) rating scale in 1987 by Reisberg and colleagues and its predecessor scale, the Symptoms of Psychosis in Alzheimer's Disease (SPAD) rating scale, in 1985 by Reisberg and Ferris, other scales were available for measuring behavioral disturbances and psychiatric disorders in patients with Alzheimer's disease. However, these scales generally mixed together cognitive disturbances with behavioral symptoms and sometimes included functional impairments as well. These predecessor scales also were not specifically designed to assess the types of behavioral problems seen in Alzheimer's disease. If a scale did address behavioral disturbances of dementia, it tended to be seriously underspecified in terms of the nature of behavioral disturbances.

Conceptualization of Agitation: Results Based on the Cohen-Mansfield Agitation Inventory and the Agitation Behavior Mapping Instrument

Jiska Cohen-Mansfield

Many rating scales are available to assess the behavior of patients with dementia. Some of these scales have a broad focus and allow clinicians to rate various domains of function, either directly through patient observation or indirectly through caregiver interviews. Other scales are more specific, such as the Cohen-Mansfield Agitation Inventory (CMAI; Cohen-Mansfield, Marx, & Rosenthal, 1989) and the Agitation Behavior Mapping Instrument (ABMI; Cohen-Mansfield, Werner, & Marx, 1989), which focus exclusively on agitated behaviors. As defined by Cohen-Mansfield and Billig (1986), agitation is inappropriate verbal, vocal, or motor activity that is not judged by an outside observer to result directly from the needs or confusion of the agitated person. Data gathered by using the CMAI and the ABMI have provided valuable insight into the subtypes of agitation, correlates of agitated behaviors, and the relationships between subtypes of agitation and cognitive functioning.

CERAD Behavior Rating Scale for Dementia

Pierre N. Tariot

In the absence of a standardized technique for reliably and comprehensively describing changes in behavioral disturbances of dementia, the Behavioral Pathology Committee of the Consortium to Establish a Registry for Alzheimer's Disease (CERAD) sought to develop a scale that could be used to evaluate a wide range of psychopathologic signs and symptoms in patients with differing severity of dementia. The goal of the committee was to develop a scale composed of well-anchored, homogeneously scaled items that could be administered by interviewers without extensive psychiatric training.

Caretaker Obstreperous Behavior Rating Scale

Joan M. Swearer and David A. Drachman

Although Alzheimer's original description of the dementing disorder that bears his name emphasized the prominence of troublesome and disruptive behaviors, a systematic investigation of behavioral disturbances of dementia did not begin in earnest until the 1980s. At that time, as the neuropathologic identity of presenile Alzheimer's disease and late-onset "senile dementia" was recognized, the redefinition of Alzheimer's disease abruptly increased the number of patients diagnosed with this condition. Physicians and other medical personnel working with Alzheimer's disease patients recognized both the importance of abnormal behaviors in this now large patient population and the need to describe, classify, and quantify these behaviors.

Dementia Behavior Disturbance Scale

Serge Gauthier, Mona Baumgarten, and Rubin Becker

In clinical practice, the behavioral disturbances seen in patients with dementia are helpful in determining disease severity and the need for support care. In patients with Alzheimer's disease, the early appearance of behavioral symptoms is associated with faster disease progression. Until recently, pharmaceutical companies have had little interest in developing drugs to treat behavioral disturbances, because the U.S. Food and Drug Administration, in the "Guidelines for the Clinical Evaluation of Antidementia Drugs" dated November 8, 1990, held that drugs acting on noncognitive symptoms associated with Alzheimer's disease would be "pseudospecific" (i.e., not targeted to the core cognitive domains of Alzheimer's disease). As a result, few measurement scales were specifically developed to assess functional autonomy and behavior in patients with Alzheimer's disease within time frames of 3 to 6 months, the typical length of double-blind, placebo-controlled studies. Many of the existing scales included heterogeneous items relevant to cognition, functional autonomy, somatic symptoms, and psychiatric problems. The Dementia Behavior Disturbance (DBD) scale was developed in the late 1980s, a time when the importance of behavioral symptoms in dementia was increasingly being recognized. Recent harmonization efforts for the development of antidementia drugs have further emphasized the clinical importance of noncognitive symptoms in dementia.

Dementia Mood Assessment Scale

Trey Sunderland and Marcia Minichiello

The behavioral symptoms seen in patients with dementia are diverse, ranging from agitation to hallucinations and paranoid delusions. Many patients with dementia have affective disturbances, including depressed mood. To provide a means of assessing the severity of depression and mood changes in demented patients, the authors and colleagues at the National Institute of Mental Health developed the Dementia Mood Assessment Scale.

Dysfunctional Behavior Rating Instrument

D. William Molloy, Michel Bédard, Gordon H. Guyatt, and Judy Lever

A dysfunctional behavior can be defined as "an inappropriate action or response, other than an activity of daily living, in a given social milieu that is a problem for the caregiver." Dysfunctional behaviors commonly accompany cognitive impairment and are a significant source of burden to caregivers. Dysfunctional behaviors may be the first sign of a dementing illness, even before caregivers perceive changes in the patient's cognitive abilities. However, unlike cognitive impairment, dysfunctional behaviors are amenable to medical treatment. Effective treatment of these behaviors requires their description and identification, evaluation of their frequency and impact on the caregiver, identification of causes, development of a treatment plan, and evaluation of the effects of treatment.

Direct Observation of Behavioral Disturbances of Dementia and Their Environmental Context

Louis Burgio

The cognitive domain has long been the focus of clinical and scientific efforts in dementia research. Only recently has behavior, and more specifically behavioral problems, been recognized as a legitimate focus of research. In its summary statement of September 1991, the Alzheimer's Association Task Force on Behavior Management noted the following with regarding behavioral disturbances: "(a) the study of assessment and treatment of behavioral problems must develop in its own right as well as complement studies on improving cognition; (b) controlled clinical trials of behavioral treatments of behavioral disturbances are desperately needed; and (c) both standardized rating scales and direct behavioral observations should be used to assess problems and determine treatment efficacy." [Emphasis added by author.]

Selecting Outcome Measures for Clinical Trials of Behavioral Disturbances of Dementia

Linda Teri

The usefulness of data generated by clinical trials of patients with behavioral disturbances of dementia depends heavily on the study design and the measures used to determine patient outcomes. Several rating scales are available to assess general behavioral problems, agitation, and depression in patients with dementia. The appropriate rating tool depends not only on the purpose of the study but also on whether the measure meets the criteria discussed subsequently.

Discussion 3

ENVIRONMENTAL AND CULTURAL EFFECTS

Foreshadowing the following day's presentations on cross-cultural perspectives, Dr. Hendrie raised the issue of how to measure the effect of environment and culture on behavioral disturbances. For example, agitation may disappear when patients are admitted to a hospital, indicating that patient-caregiver interactions or the patient's living environment may be the cause of this problem.

Criterion Validity: Do the Symptoms Respond to Treatment-Pharmacologic or onpharmacologic? 

Antipsychotic Treatment in Outpatients With Dementia

D. P. Devanand

Uncontrolled reports suggest that 25% to 75% of patients with behavioral disturbances of dementia respond to conventional neuroleptic drugs. Yet during the past 20 years, results from only four randomized, double-blind, placebo-controlled trials of neuroleptics in dementia have been published. These studies were conducted in hospitalized inpatients or nursing home residents.

Behavioral Symptoms in Dementia: Community-Based Research

Stefanie R. Auer, Isabel M. Monteiro, and Barry Reisberg

Behavioral symptoms of dementia are stressful not only for patients but also for their caregivers. These symptoms include delusions, hallucinations, activity disturbances, aggressiveness, sleep disturbances, affective disturbances, and anxieties and phobias. Despite the burden of coping with behavioral problems, little information is available about effective treatments for behavioral symptoms in Alzheimer's disease and related dementing disorders.

Nursing Home Research From Industry's Perspective

Martin Brecher

When behavioral disturbances of dementia can no longer be tolerated by family caregivers or become unmanageable in a nursing home, the clinician must consider appropriate methods of treatment. Some behavioral disturbances may respond to changes in the patient's environment or the approach of the caregiver; for others, pharmacologic treatment is necessary.

Nursing Home Research From Investigators' Perspective

Sanford I. Finkel and John Lyons

The negative effects of behavioral disturbances of dementia on the quality of life of both the patient and caregiver have been recognized for some time. For family caregivers, behavioral problems increase stress and may lead to institutionalization of the patient. In nursing homes, professional caregivers may have difficulty managing behaviorally disturbed patients and avoid interactions with them.

Meta-Analysis of Controlled Pharmacologic Trials

Lon S. Schneider

Both pharmacologic and nonpharmacologic methods can be used to treat behavioral disturbances of dementia. Many drugs and drug classes have been advocated as having putative efficacy in treating nonspecific behavioral symptoms; the list includes neuroleptics, anxiolytics, antidepressants (e.g., trazodone), anticonvulsants (e.g., carbamazepine and valproic acid), lithium, b-adrenergic blockers, selegiline, and buspirone. Neuroleptics are among the most commonly prescribed psychotropic drugs for behavioral symptoms and have been described as being "modestly effective" in controlling agitation, both in patients with dementia and in elderly patients in general. To examine the relative efficacy of neuroleptics in treating behavioral disturbances of dementia, the author and colleagues performed a meta-analysis of clinical trials published in the literature from 1954 to 1989.

Discussion 4

DESIGNING AND IMPLEMENTING CLINICAL TRIALS

Although the Nurses' Observation Scale for Inpatient Evaluation is a commonly used tool in nursing home studies of behavioral disturbances of dementia, Dr. Luxenberg noted that this instrument is relatively weak compared with other rating scales. In most nursing homes in the United States, as well as in other countries, nursing aides are the primary caregivers and therefore the primary informants. These aides often have a cultural background different from that of other nursing staff members and may be less likely to accurately report on behavioral problems. Dr. Luxenberg provided an example of a nursing aide who reported that a patient chanted every morning and then refused assistance with bathing and dressing. When the investigator observed this behavior, he found that the patient was praying and refused to bathe until he had completed his prayers.

Clinical Perspectives: What Should We Be Studying? 

Delusions

Marco Trabucchi and Angelo Bianchetti

Patients with dementia may exhibit several types of delusions. Delusions have usually been described as simple and unsystematized paranoid beliefs, such as frequently accusing caregivers of stealing or being insincere or deceitful. Misidentifications-believing that another person is in the house or not recognizing one's own mirror image-also are common in patients with dementia. To further clarify the origin and clinical significance of delusions, the authors studied these behavioral disturbances in patients admitted to the 40-bed Alzheimer Unit at "Fatebenefratelli" Hospital in Brescia, Italy, and in community-based patients with dementia.

Hallucinations

Peter J. Whitehouse, Marian B. Patterson, Milton E. Strauss, David S. Geldmacher, James L. Mack, Grover C. Gilmore, and Elisabeth Koss

Studies conducted at our Alzheimer Center in Cleveland, Ohio, along with those of other investigators, have documented that visual hallucinations occur with sufficient frequency in Alzheimer's disease and related dementias to warrant further investigation of their meaning and implications. The largest data set in which frequency of hallucinations among persons with Alzheimer's disease has been examined comes from a collaboration among the National Institute of Aging Alzheimer's Disease Cooperative Study (ADCS), the Consortium to Establish a Registry for Alzheimer's Disease (CERAD), and the Case Western Reserve University Alzheimer's Disease Research Center (ADRC). As a part of this collaboration, we examined data from 556 patients with Alzheimer's disease treated at medical centers across the United States who had been rated using the CERAD Behavior Rating Scale for Dementia (BRSD). The BRSD is a comprehensive, informant-based tool that includes several questions concerning the frequency with which hallucinations and misperceptions were experienced during the month before the interview.

Misidentifications

Alistair Burns

Misidentifications are misperceptions (i.e., a form of illusion) with an associated belief or elaboration that is held with delusional intensity. Although misidentifications have been defined in several ways, four main types have been described: (a) presence of persons in the patient's own house (the phantom boarder syndrome); (b) misidentification of the patient's own self (often seen as a misrecognition of his or her own mirror reflection); (c) misidentification of other persons; and (d) misidentification of events on television (the patient imagines these events are occurring in real three-dimensional space).

Agitation, Wandering, Pacing, Restlessness, and Repetitive Mannerisms

Susan Neistein and Alan P. Siegal

Behavioral disturbances of dementia are associated not with cognitive decline but with progression of the disease and concomitant functional impairment. Thus, these distressing behaviors occur later in the course of the illness, at a time when caregivers' resources may be sorely taxed. Behavioral disturbances are often cited as precipitating placement in nursing homes.

Disinhibition, Apathy, Indifference, Fatigability, Complaining, and Negativism

Joy Webster and George T. Grossberg

A wide range of neuropsychiatric disturbances, which include noncognitive behavioral problems and mood changes, can accompany the unrelenting cognitive deterioration seen in patients with Alzheimer's disease. Aggression, agitation, paranoia, hallucinations, sleep disturbances, or depression occur in more than 50% of patients with Alzheimer's disease, both those living in the community and those cared for in nursing homes. Disinhibition, apathy, indifference, fatigability, complaining, and negativism, as well as incontinence, changes in appetite, and sexual disturbances, also occur in patients with dementia.

Emotional Lability, Intrusiveness, and Catastrophic Reactions

Martin Haupt

Emotional lability, intrusiveness, and catastrophic reactions are some of the noncognitive psychopathologic phenomena seen in patients with Alzheimer's disease. These symptoms occur frequently throughout the disease course and strongly influence the well-being of patients with dementia and their caregivers.

Emotional lability, intrusiveness, and catastrophic reactions differ in pathogenetic mechanisms and are associated with different degrees of cognitive impairment. They also contribute to premature institutionalization of the patient and are alleviated principally through environmental and pharmacologic treatments.

Depression, Anxiety, and Sleep Disturbances

Burton V. Reifler

Of the numerous behavioral disturbances identified in patients with dementia, depression, anxiety, and sleep disturbances can have a considerable impact on the quality of life of both the patient and the caregiver, particularly if the caregiver is a family member. Our task as clinicians is to identify the most appropriate treatment based on current knowledge of these behavioral problems.

Falling, Hoarding and Hiding, Eating Disturbances, and Sexual Disinhibition

Benny Brännström

 Consensus concepts regarding behavioral disturbances of dementia can be useful for screening populations of patients with dementia. However, these concepts may not serve well as guidelines for treatment in clinical practice. The physician or nurse faced with a husband with dementia and his healthy wife must consider seriously all dementia-related behavioral problems, whether or not they fit within consensus concepts. It also is easier to reach a consensus on highly abstract concepts than to achieve agreement on more practical issues. Cultural differences, both between countries and within the same country, also complicate the consensus process.

Discussion 5A

PREMORBID PERSONALITY

Several investigators have examined the relationship between a patient's premorbid personality and behavioral disturbances of dementia. Dr. Swearer described a study in which she examined whether premorbid personality was a predictor of disordered behaviors in dementia. Specifically, she considered whether premorbid aggression predicted subsequent aggressive behaviors, whether premorbid suspiciousness predicted disordered ideation, and whether premorbid restlessness predicted hyperkinesia. She found a relationship only between premorbid aggression and subsequent dementia-related aggressive behaviors. However, this finding appeared to be due to recall bias of caregivers of patients who were aggressive at the time of evaluation. This suggests that premorbid personality traits do not predispose to subsequent behavioral disturbances in dementia. On the other hand, in retrospective analyses, Drs. Whitehouse and Strauss and colleagues have found that premorbid personality predicts subsequent psychopathology.

Differentiating Behavioral Disturbances of Dementia From Symptoms of Delirium

Jay S. Luxenberg

Delirium is a recognized cause of behavioral disturbances of dementia. Yet the proportion of cases of behavioral disturbances resulting from delirium is difficult to determine. In many epidemiologic studies, delirium is excluded as a causal factor. In the few studies that describe delirium as an underlying cause of behavioral disturbances, the mechanism by which delirium is diagnosed and the extent of the diagnostic workup are rarely delineated.

Most clinicians agree that delirium must be recognized and treated before routine management strategies for behavioral disturbances are implemented. Thus, the challenge facing clinicians is to differentiate symptoms of delirium from the behavioral disturbance itself.

Differentiating Behavioral Disturbances of Dementia From Drug Side Effects

John H. Eastham and Dilip V. Jeste

Patients with dementia may be treated with several drugs because of comorbid conditions or symptoms related to the dementia itself. Such drug treatment can complicate patient management because many drugs may cause side effects, such as depression and Parkinsonism, that also are considered behavioral disturbances of dementia. Distinguishing between drug side effects and behavioral problems is difficult but necessary for several reasons. Attributing the behavioral disturbance to an incorrect cause can affect the type of treatment selected and the patient's response to it. It also can increase the overall cost of care and adversely affect the patient's quality of life. Making this distinction has theoretical importance as well, including the development of new drugs that have fewer behavioral side effects.

Behavioral Disturbances of Dementia in the Nursing Home

Barry W. Rovner

In the early part of this century, Alzheimer described a 51-year-old woman who experienced a rapidly increasing loss of memory. She could no longer find her way around her home. She carried objects back and forth, and hid them. At times, she thought someone wanted to kill her and began shrieking loudly. This type of behavior certainly would have been a strain for the woman's husband. If he could no longer care for his wife, his principal option was to place her in a mental hospital. Today, patients with Alzheimer's disease who require institutionalization are more likely to be admitted to a nursing home. However, because most patients in nursing homes have some type of mental illness, nursing homes, by default, serve as mental hospitals. The increasing number of nursing home residents with dementia prompted the author and colleagues to examine behavioral disturbances in this patient population.

Behavioral Disturbances of Dementia in Ambulatory Care Settings

Karen Ritchie

Behavioral disturbances are a primary reason elderly patients with dementia are admitted to long-term care facilities. Blackwood and colleagues found that 58% of 130 consecutive patients admitted to a nursing home because of a behavioral disorder had a principal diagnosis of dementia. Similarly, in a study of long-stay institutional care for persons with dementia in France, the author and colleagues found that 67% of 352 patients had been admitted because of a social or behavioral problem. Thus, outpatient management of behavioral disturbances would appear to play a central role in determining whether a patient with dementia can remain in the community.

Vascular Dementia and Alzheimer's Disease: Should We Be Studying Both Within the Same Study?

Sture Eriksson

The recognition that behavioral disturbances of dementia are an entity that deserves study raises the question of exactly how these behaviors should be investigated. To obtain useful and relevant data, researchers must carefully design their studies, considering the potential difficulties of studying elderly, cognitively impaired patients. Of particular concern is whether patients with Alzheimer's disease or vascular dementia should be included in the same study or whether basic differences between these two diseases warrant separate investigations.

Discussion 5B

DEFINING THE PROBLEM

Dr. Reifler commented in general about the difficulty of studying dementia and the behavioral disturbances associated with this disorder, particularly because these problems are not well defined. He speculated that Alzheimer's disease may ultimately be found to be more than one disease and that clinicians may be using different terminology to describe the same clinical phenomena. Dr. Reifler suggested that studying the assessment and treatment of the more easily definable behavioral syndromes might be a better approach than trying to tease out every possible behavioral disturbance.

What Aspects of Behavioral Disturbances Are Important to Caregivers? 

Perspectives of a Family Caregiver

Sunnie Kenowsky

Caring for a patient with Alzheimer's disease who has difficult behavior does not have to be depressing, frustrating, overwhelming, or sad. Caregivers can develop the skills to manage successfully and eventually prevent difficult behaviors from occurring while maximizing their patient's ability to function. This can make the caregiving experience more rewarding and improve the quality of life of both the patient and the caregiver.

Caregivers and Behavioral Disturbances: Effects and Interventions

Henry Brodaty

Behavioral disturbances and psychiatric disorders are common in persons with Alzheimer's disease and other dementias. Personality changes are often the earliest sign of dementia; behavioral disturbances and psychiatric comorbidity generally occur in the middle and later stages of the disease. At some time during the course of their illness, most patients with dementia exhibit behavioral disturbances or signs of psychiatric comorbidity. The presence of a comorbid psychiatric condition increases the likelihood that the patient will have behavioral disturbances. Although the rate, severity, and effects of behavioral disturbances can be influenced by pharmacologic and behavioral management, the efficacy of these interventions often is modest.

Perspectives of an Institution-Based Research Nurse

Astrid Norberg

Behavioral disturbance of dementia are described in the literature as related to brain damage and premorbid personality. This perspective, however, does not consider that a patient with dementia is a human being who feels, thinks, wishes, and behaves. It also does not consider that the dysfunctional behavior may be related to the patient's other behaviors or to the behaviors of the patient's caregivers. Although rating scales are commonly used to assess behavioral disturbances, an assessment that a patient shouts, for example, is meaningless unless the situation in which the patient shouts is considered. What provoked the patient to shout? How does the caregiver react when the patient shouts? Understanding the context in which the behavioral disturbance occurs is important for developing effective care plans. Effective treatment is necessary because behavioral disturbances can negatively affect the quality of care received by institutionalized patients with dementia.

Perspectives of a Clinical Trials Research Nurse

Carolyn York Cooler

In both the nursing home and community settings, behavioral disturbances of dementia have a considerable impact on caregivers. In long-term care facilities, behavioral problems impede the ability of nursing staff to perform their duties and affect their sense of job satisfaction. In the community, where persons with dementia typically are cared for by a spouse or adult child, behavioral problems affect the quality of life and sense of well-being of the caregiver. The overwhelming stress and feelings of burden engendered by behavioral disturbances often lead family caregivers to place patients in nursing homes.

Discussion 6

DEFINING BEHAVIORAL DISTURBANCES OF DEMENTIA

In listening to the last several presentations, Dr. Schneider noted the tremendous heterogeneity among behavioral symptoms of dementia. Yet many of the speakers discussed behavioral disturbances of dementia as though they are a syndrome. Cognitive disturbances of dementia are not discussed in this manner. Clinicians refer to patients having dementia with marked transcortical sensory aphasia and apraxia or dementia with frontal lobe symptoms. Dr. Schneider expressed concern over the tendency to group many behavioral symptoms together as though they were a syndrome. Dr. Brodaty concurred with Dr. Schneider, noting that his group found meaningful relationships with caregiver distress only when behavioral disturbances were analyzed as separate components, not when they were examined together.

Cross-Cultural Perspectives: Argentina

Carlos A. Mangone

Argentina covers an area of 3 million square kilometers, with almost one third of the population living in the capital district of Buenos Aires and the greater Buenos Aires area (the neighborhoods surrounding the capital district). Like other Latin American countries, Argentina is populated by a mixture of different ethnic cultures; however, unlike other Latin American countries, most Argentinians are of central and west European descent. People older than age 50 are mainly European immigrants or first- or second-generation Europeans. The mestizos-a fusion of Europeans and native Argentinians-are the second largest ethnic group, followed by the natives, most of whom live in the central and north part of the country. Argentinian aborigines have been largely eradicated, consisting of a small community confined to special reserves. Volga German descendants are grouped in large colonies in the central and eastern regions of the country.

Cross-Cultural Perspectives: India

Vijay Chandra

Historical Perspective

Indian physicians have long recognized that cognitive impairment is a potential illness of old age. As early as 800 B.C., Ayurvedic physicians described loss of memory in older persons and even developed treatments for it. However, given the limited descriptions of the conditions being treated, the specific diseases treated by these physicians remains conjectural. To clarify these issues, my colleagues and I currently are designing a clinical trial to evaluate the efficacy of these centuries-old medications in specific conditions.

Cross-Cultural Perspectives: Caribbean, Native American, and Yoruba

Hugh C. Hendrie, Olusegun Baiyewu, Denise Eldemire, and Carol Prince

Studying behavioral disturbances of dementia across cultures allows us to identify commonalities and differences that may be useful in determining the best approach to managing these problems. However, what we tend to find in cross-cultural studies is that the best approach may not be the same approach, given the different prevalence of and levels of tolerance for various behavioral problems. These differences are apparent in the authors' studies of four populations-Jamaicans in Kingston; Cree in Northern Manitoba, Canada; Yoruba in Ibadan, Nigeria; and African Americans in the United States. The Jamaicans in this study live in a poor suburb of Kingston, the Cree live in two fairly small, isolated communities in Northern Manitoba, and the Yoruba live in Ibadan, a city of more than 1 million people. The Yoruba community the authors are studying, although concentrated in the city center, functions much like a village. The African-American population resides in Indianapolis, Indiana, a moderately sized city of approximately 1 million people.

Cross-Cultural Perspectives: Agitation in Demented Patients in the United States

Jacobo E. Mintzer, Paul Nietert, Kerri Costa, and L. Randolph Waid

Alzheimer's disease and other dementing disorders have been reported in most ethnic groups living in the United States. Although the presence of these disorders in different U.S. ethnic groups is well documented, the characteristics of dementing disorders, such as the presence of behavioral disturbances, in these groups remains unexplored.

Discussion 7

CROSS-CULTURAL DIFFERENCES

Although behavioral disturbances occur worldwide in patients with dementia, the magnitude of these symptoms appears to vary in different cultures. Dr. Reisberg commented on the low level of agitation and violence he observed among patients in psychiatric hospitals in India. He attributed this in part to the level of care the patients received, all of whom had family members with them in the hospital. Dr. Chandra agreed that the approach to patients with dementia in India involves a tremendous amount of human contact. Family members go out of their way to accommodate patients, as do the professional caregivers. Dr. Hendrie also remarked on the low level of behavioral disturbances seen among the nursing home patients in some countries in his study. Whether this results from caregivers' high level of tolerance for such behaviors or from an inherent difference in the type of dementia is not yet known.

Research

Future Research Directions

Zaven Khachaturian

The challenge facing researchers today is to develop a systematic approach to defining and studying behavioral disturbances of dementia. At present, behavioral symptoms of dementia are inconsistently and imprecisely defined. Further complicating the study of behavioral problems is the lack of standardized rating tools and the difficulty of obtaining accurate data, both from the patient and the caregiver. To provide a focus for researchers, the author outlines several areas that deserve consideration in future discussions of behavioral symptoms in patients with dementia.

Consensus Statement

Behavioral and Psychological Signs and Symptoms of Dementia:  A Consensus Statement on Current Knowledge and Implications for Research and Treatment

Sanford I. Finkel, Jorge Costa e Silva, Gene Cohen, Sheldon Miller, and Norman Sartorius

The behavioral (e.g., repetitive questioning, hitting) and psychological (e.g., delusions, anxieties) signs and symptoms of dementia can result in suffering, premature institutionalization, increased costs of care, and significant loss in the quality of life for the patient and his or her family and caregivers.

Copyright 2008 International Psychogeriatric Association